The stock market has many demands regarding regulatory compliance, which seeks a correct execution in response to transparency and reliability requirements for the actors involved. This requires applying many controls in real time, which can be implemented with Ceptinel Risk Manager:
Monitoring of Stock Transactions
Monitors transaction orders before and after the execution of the transaction in the stock market. This monitoring case is useful to determine in real time if your transactions comply with the Bursatile Regulations.
Price Arbitrage Monitoring
Ceptinel Risk Manager is able to read information from its stock market and from an external stock market allowing to monitor instruments that are arbitrated in their prices.
Market Maker Regulation
Evaluate the conditions that the market demands so that the traded instrument complies with Market Maker regulations. We can alert when an instrument loses the status of Market Maker.